See Bank of America Letter / Bank of America Corporation / Consumer Federation of America / / /
Facility
University School / /
IndustryTerm
retail investor / investment product / /
Organization
Division of Investment Management / National Association / Congress / Boston University School of Law / office of Investment Adviser Regulation / Securities Industry and Financial Markets Association / Commission’s office of Compliance Inspections and Examinations / Public Investors Arbitration Bar Association / Certain Advisory Clients AGENCY / Division of Enforcement / Securities and Exchange Commission / /
Person
Tamar Frankel / Obama / Ron A. Rhoades / Devin F. Sullivan / Brian M. Johnson / Sarah A. Bessin / Matthew N. Goldin / / /
Position
Assistant Director / President / Professor of Law / Branch Chief / broker / Senior Counsel / investment adviser / Personal Financial Advisors / Attorney-Adviser / dealer / adviser / /