SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang

First Page		Document Content
Date: 2013-10-15 07:57:50 Financial system Stock market Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority Alternative Trading Systems Trade Reporting And Compliance Engine United States securities law Financial economics Investment		SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 71,46 KB Share Document on Facebook

	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION, DocID: 1t6bI - View Document
	How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract DocID: 1rpew - View Document
	SR-FINRANotice of Filing and Immediate Effectiveness DocID: 1rngb - View Document
	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016 DocID: 1rn4k - View Document
	COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority DocID: 1rmL5 - View Document