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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang
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Document Date: 2013-10-15 07:57:50

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File Size: 71,46 KB

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Company

ATS / Tier 1 NMS / Financial Industry Regulatory Authority Inc. / S&P / TRACE-Eligible Securities / OTC Equity Securities / /

Currency

ATS / /

Event

Product Recall / Debt Financing / Product Issues / /

Facility

FINRA’s Alternative Display Facility / OTC Reporting Facility / /

IndustryTerm

wholesale market makers / broker crossing systems / on its web site / order entry brokers / /

MarketIndex

S&P 500 / Russell 1000 / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / FINRA / /

Position

broker-dealer / broker / /

Product

grant / /

PublishedMedium

FINRA weekly / /

URL

http /

SocialTag