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Financial Industry Regulatory Authority / Financial regulation / Financial economics / Alternative display facility / Securities Exchange Act / ACT / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / United States securities law / Self-regulatory organizations / Economy of the United States


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti
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Document Date: 2009-01-05 09:59:41

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File Size: 96,70 KB

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City

Washington / DC / /

Company

Securities Dealers Inc. / Financial Industry Regulatory Authority Inc. / /

/

Event

Product Recall / Product Issues / /

Facility

Alternative Display Facility / /

IndustryTerm

Internet Web site / Internet comment form / /

Organization

I. Self-Regulatory Organization / National Association of Securities Dealers / Securities and Exchange Commission / Division of Trading and Markets / Self-Regulatory Organization / FINRA / /

Person

Florence E. Harmon / /

Position

Governor / Acting Secretary / official business days / operative / Secretary / /

Product

grant / /

URL

http /

SocialTag