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1	Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-13 17:35:52 Economy Money Finance Interest rates Libor Interest rate swap Currency swap Swap Forward rate agreement Basis swap Asset swap Constant maturity swap
2	ParFX (A Tradition Group Company) ParFX (A Tradition Group Company Add to Reading List Source URL: www.parfx.com - Date: 2017-10-11 11:52:47
3	Tradition SEF, Inc. ISV Market Data Distribution Agreement Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2015-09-08 05:48:04 Contract law Force majeure
4	TRADITION SEF, Inc. BROKER FIRM PARTICIPANT APPLICATION INFORMATION FORM AND REPRESENTATIONS Please complete and return to: Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2015-10-11 09:38:55
5	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:49:44 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
6	TRADITION SECURITIES AND DERIVATIVES INC. (“TSD”) BROKER’S BROKERS PROCEDURES (MSRB RULE G-43) I. General Obligations of TSD as a Broker’s Broker Add to Reading List Source URL: www.traditionamericas.com Language: English - Date: 2017-06-29 11:14:24 Auctions Economy Auction theory Marketing Microeconomics Bid price Bidding Shop at Bid
7	TRADITION SEF PLATFORM SUPPLEMENT 3 StreamGlobal – CREDIT DEFAULT SWAP TRADING PLATFORM (“StreamGlobal Platform”) This StreamGlobal Credit Default Swap Trading Platform Supplement to the Tradition SEF Rulebook Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:23:14 Finance Money Share trading Economy Financial markets Algorithmic trading Electronic trading platform Electronic trading Order Futures contract Swap Execution Facility
8	Tradition SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-19 16:23:28 Financial regulation Finance Commodity Futures Trading Commission SEF Commodity Exchange Act Securities Exchange Act CFTC Futures contract Economy of the United States Swap Execution Facility Commodity markets
9	Tradition SEF, Inc. Participant NoticeAmendments to the Tradition SEF StreamGlobal Credit Default Swap Trading Platform Supplement CFTC Submission No Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:29:43 Ammunition SEF Credit default swap CDX Commodity Futures Trading Commission CFTC 10mm Auto Swap Execution Facility

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